Write a paper on the Ethics and Marketing of Financial Products – Code of Conduct

Words: 157
Pages: 1
Subject: Uncategorized

Based on the FP Standard of professional responsibility (document attached here below), please answer the following questions based on the case study of Nicholas Scott (document attached below):
1.What action did they undertake that involved a violation of the FP Code of Conduct?
2.Which principle(s) and rules of the Code did they violate?
4.What penalty(ies) was imposed for contravening the Code?
5. Summarize the reasons behind the committe’s decision?
6. How many of the original allegations were found to be true and actionable?

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